Title | Demographic traces of technological innovation, social change and mobility: from 1 to 8 million Europeans (6000-2000 BCE) |
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Author | Johannes Müller |
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Demographic traces of technological innovation, social change and mobility: from 1 to 8 million Europeans (6000–2000 BCE) Johannes Müller * Abstract Müller J. 2013. Demographic traces of technological innovation, social change and mobility: from 1 to 8 million Europeans (6000–2000 BCE). In S. Kadrow...
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Demographic traces of technological innovation, social change and mobility: from 1 to 8 million Europeans (6000–2000 BCE) Johannes Müller *
Abstract Müller J. 2013. Demographic traces of technological innovation, social change and mobility: from 1 to 8 million Europeans (6000–2000 BCE). In S. Kadrow and P. Włodarczak (eds.), Environment and subsistence – forty years after Janusz Kruk’s „Settlement studies…” (= Studien zur Archäologie in Ostmitteleuropa / Studia nad Pradziejami Europy Środkowej 11). Rzeszów, Bonn: Mitel & Verlag Dr. Rudolf Habelt GmbH, 1–14.
Demographic values for Europe and the Near East indicate a general population growth in Europe from 1 to 8 million inhabitants and in the Near East from 1 to 14 million ca. 6500–2000 BCE. Fluctuations in growth rates were due to influences of technological and social change on demography. Different compositions of population concentrations in core areas are observed between the Near East, Southeast Europe and Central Europe/South Scandinavia. For Central Europe and South Scandinavia, isotope values indicate a high degree of “non-locals” in the populations. A combination of demographic and isotope values for Bell Beaker burials indicate, however, that supra-regional networks and not a general immigration were probable the causes of the observed demographic and isotope values. Key words: Near East, Southeast Europe, Central Europe, population growth, demography, Neolithic
Introduction and research questions The constitution of political institutions, social identities, economic opportunities and mobility is quite dependent on the size and density of groups which are involved. This is also true for prehistoric societies. Thus, one of the main discourses of social archaeology is concerned with demographic values. Social archaeology and social palaeodemography are closely linked. Among others, the debate about processes which triggered social change, which enabled rates of exchange and which promoted interaction and mobility led us to question how many people were actually involved. According to Durkheim’s notion, demography constitutes a productive force in non-industrial societies (Durkheim 1981). In general, population densities on local, re* Institut für Ur- und Frühgeschichte, JohannaMestorf-Str. 2-6, D-24098 Kiel, Germany; johannes. [email protected]
gional and global levels are important for the constitution of non-literate social structures. For example, a survey on population densities in New Guinea leads, on the one hand, to the result that “big men”-institutions are prevalent in areas with a population density between ca. 20 and 110 inhabitants (Roscoe 2012). On the other hand, such a statement is contradicted by other environs and circumstances (e.g. density rates for Near Eastern state societies; see below). At all, an interdependency of population values and economic and societal spheres is predictable for many prehistoric societies (Tab. 1). As demographic studies are not only important for archaeology, a variety of methods have been developed and applied during the last decades to come up with density calculations – also for prehistoric societies (cf. Zimmermann 1996). The approaches span from attempts to reconstruct carry-
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
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Tab. 1. Some examples of societal spheres which are influenced by group sizes and population densities Sphere/aspect
Influence of population density
Examples
economic activities
size of joint activities
organization of hunting, field rotation systems, expeditions
specialization and labor division
economic tasks with work flows for specialized activities
flint extraction, metal production
architecture
number of people who could be gathered for construction works
Events, e.g., the construction of a house or a burial mound
political organization
character and number of political institutions
political practice to organize daily and even generational life
horizontal networks
spatial scales
exogamy/endogamy of marriage practices
commodity exchange
flow of items and commodities between regions
possibility or impossibility of hand-to-hand exchange in thinly populated areas
creation of identities (even “ethnic” identities)
language distribution
—
ing capacities and to calculate population sizes on the basis of prehistoric subsistence technologies or ethnographic analogs, to the use of radiometric dates as proxies for demographic developments. While in the first instance absolute values with persons/km² are calculated, the latter serve as values for enquiries on relative distributions (Tab. 2). For different research goals, I conducted a survey on population estimations for prehistoric Europe and the Near East (Müller in preparation; data access: www.johannamestorf-academy.uni-kiel.de). About 153
estimations of methods 1–7 (Tab. 2) surveys had to be compiled, which were used and verified with the author’s own calculations. In the scope of this article, I would like to focus on three aspects: (1) How many people lived in Europe and the Near East from ca. 6500–1500 BCE? Are there differences observable in dispersed or agglomerated settlement patterns? (2) Could certain levels of the demographic development be linked to technological or social changes? (3) How does mobility come into the picture?
Europe and the Near East (6500–1500 BCE): from 1 to 8 and 1 to 14 million people As a relatively simple task, I used the average value of the “cloud” of demographic estimations available to describe the population development in the Near East, in Southeast Europe and in Central Europe/South Scandinavia (Fig. 1–4) (cf. Müller in preparation; Müller 2013). These calculations are made for regions in which agriculture was practiced (as I mainly surveyed studies on societies with such a subsistence base). While the pattern in the Near East seems to be quite clear thanks to a number of diachronic field surveys (e.g. Wilkinson 1999), for Southeast Europe and Central Europe data are still under-reported. For this reason, control counts were made to verify the tendencies. The age distribution on cemeteries was used to identify phases of increasing and decreasing population rates according to the assumption that the rate of
2
fertile females and young age classes would be higher during times of population increases and lower during phases of population decreases or standstills (Fig. 5–7). In a further step, the estimations on relative population densities had to be linked to the areas occupied in each period by agrarian communities (cf. Fig. 1). Thus, the areas, occupied by agrarian, proto-urban or urban societies were counted on the basis of the well-known distribution patterns (Fig. 1). The enlargement of an area increased the differences between older and younger periods, when the absolute population number was calculated by the multiplication of the square meters occupied with the relative density (person per square kilometer) known from the surveys. To end up with the overall population in the areas, the parts inhabited by foragers also
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
Tab. 2. Different categories for the reconstruction of population densities. 1–7 yield absolute popu lation ranges (p/km2), the latter mostly relative values. In addition to archaeology, the fields of palaeo demography, ethnology, genetics and ecosystem research are also involved Characterization
Method
Examples
Results
1
Ecological/ ethnographical estimations
Population densities of recent non-literate societies in different ecological areas are used as proxies for similar palaeoecological areas occupied by prehistoric groups with similar subsistence techniques.
Binford 2001
Absolute demographic values
2
Ecological/ ethnographical/ archaeological estimations
Carrying capacity is reconstructed with the help of ethnographic parameters und environmental reconstructions as an upper limit of prehistoric population densities. Archaeological remains of contemporaneous sites are used (also with ethnographic parallels, e.g., of group sizes in houses) for the lower limit of absolute population densities.
Hassan 1981
3
Ecological/ archaeological estimations
Archaeological information is used to reconstruct the technological level of subsistence economies of prehistoric societies. For reconstructed environments, the productivity of prehistoric groups is calculated according to the technological basis and transferred into population values and rates.
Poulsen 1981; Buck 1985; Milisauskas and Kruk 1985
4
Archaeological estimations based on data from burials
For periods and areas of interest, the loss of burials through prehistory and history is reconsidered by source criticism and the living population is reconstructed by anthropological data from the burials.
Struve 1979; Kristiansen 1985; Wendt et al. 2010
5
Archaeological estimations based on data from domestic sites (houses)
The number of contemporaneous households is reconstructed for “well researched” test areas, the determined number of houses is applied to other settled regions and the household size is then estimated by ethnographic comparisons.
Zimmermann 2004; Müller 2007; Hinz et al. 2012
6
Archaeological estimations based on data from domestic sites (sites)
Reconstructed population sizes of settlements Russell 1958; on the basis of contemporaneous houses are Wilkinson transferred into figures about inhabitants/ 1999 hectare and this value is then applied to settlement areas, detected, e.g., by surveys.
7
Archaeological estimations based on data from single object types
The number of site inhabitants is reconstructed by the use time and the processed amount of cereals, e.g., from contemporaneously used millstones, which is then transferred to likely nourished individuals, whose number is calculated by nutrition models.
Castro et al. 1998
8
Palaeodemographic estimations based on date from burial sites
The age/sex ratio of burials at cemeteries can be used to recalculate the fertility rate and end up with relative estimations about the demographic development in an area.
BocquetAppel 2002
9
Estimations based on indirect proxies from 14C-values or pollen analysis
Sum calibrations of radiometric data are used as indicators of human activity, which could be translated into a model of the relative development of demographic values. A correlation with palynological human impact indicators is possible. A scaling of results by population estimations in test areas (derived by other estimation methods) might be possible to translate the relative values into absolute population figures.
Shennan and Edinborough 2007; Hinz et al. 2012; Müller 2009b
10
Estimations based on mutation rates of DNA
The mutation of haplotypes might indicate the relative population numbers for selected areas.
Brotherton et al. 2013
Relative demographic values
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
3
Ufa
2500
00
25
3000
2000
2600
Stockholm South Scandinavia
2500
Tallinn
Oslo
a
Wolg
St. Petersburg
Helsinki
Kasan
a
a
Wo lg
Ok
Riga Dü
al
00
30
Copenhagen
350
2500
Minsk
3500
4100
0 Dublin Berlin
Wien
Do
5800
5000 55
00
Ancara
00
0
62
5600
Tig
6200
0
750
750
s r u T a u
0
580
0
Athens
620
ris
Eup
hra
t
0
50
0 850
00
0
6000 – 5500
0
Algier
550
0
550
0
ro
Eb
00
650
4000
8500 54
ra
900
0
530
r
Rom
Mediterranean Sea
K a u k a s u s
Near East
Belgrad
Istanbul Barcelona
Krasnodar
Ku
Southeast Europe
s
Caspian Sea
3500
6000
Black Sea
nau
Zagreb 59 00
540
Py
00
55 Madrid
ee
Sea of Asov
Odessa
h
n
0
550
Bug
ia
p s A l 5500
Bern Mailand
en
str
4000
ire
5500
Dnje
C a 5900 r p a t
00
4800
u
na
Lo
Toulouse
r
Prag
Do
0
480
Dnjep
e
n Do
5500
Rhein
5300
Elb
Central Europe
Paris
Kiev
g
5300 5500
Brussels
Warsaw
60
00
Bu
London
Wolgograd
41
0
410
Ur
na
Baltic Sea
North Sea
3000
Moscow
3800
6500
000
4
0
Relative population values Near East 60
core area density population
50 40
agrarian population
30 20
p/km2
Fig. 1. The distribution of agrarian regions in Europe and the Near East in relation to the supra regions as defined in this study: Near East (NE) about 2.400.000 km2; South East Europe (SEE) about 1.087500 km2; Central Europe and South Scandinavia (CE/SSc) about 1.613.000 km2. Europe includes 10.050.000 km2 (without Iceland).
10
Fig. 2. Near East: Observed profiles of population densities in accordance with archaeological estimations for “local” core areas, agrarian regions, and on a “global” (regions including nonsettled or less settled areas) scale, using a Loess fitting procedure (Epanechinkov, 50% point matching). The lines represent the average expectations based on archaeological analyses.
4
0 1500
2000
2500
3000
3500
4000
4500
5000
5500
6000
6500
7000
BCE
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
300km
Relative population values Southeast Europe local core area global population
60
agrarian population
40
p/km2
20
Fig. 3. Southeast Europe: Observed profiles of population densities in accordance with archaeological estimations for “local” core areas, agrarian regions, and on a “global” (regions including nonsettled or less settled areas) scale (method cf. Fig. 2).
0 1500
2000
2500
3000
3500
4000
4500
5000
5500
6000
6500
7000
BCE Relative population values Central Europe/South Scandinavia local core area global population
15
global agrarian population 10
p/km2
5
0 1500
2000
2500
3000
3500
4000
4500
5000
5500
6000
6500 7000
BCE
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
Fig. 4. Central Europe/ South Scandinavia: Observed profiles of population densities in accordance with archaeological estimations for “local” core areas, agrarian regions, and on a “global” (regions including nonsettled or less settled areas) scale (method cf. Fig. 2).
5
Fig. 5. Southeast Europe: The age and sex relations of burials indicate higher rates of preadults and of preadult females during phases of probable population growth (Loess fitting procedure [Epanechinkov, 50% point matching]).
40
Adult–senile burials Southeast Europe female male all
%
60
80
100 3500
4000
4500
5000
5500
6000
6500
BCE
Juvenile/early adult burials North and Central Germany female male all
80
%
60
40
Fig. 6. North and Central Germany: The age and sex relations of burials indicate higher rates of juveniles and early adults, and juveniles and early adult females during phases of probable population growth (Loess fitting procedure [Epanechinkov, 50% point matching]).
6
20
0 1000
1500
2000
2500
3000
3500
4000
4500
5000
BCE
Johannes Müller | Demographic traces of technological innovation, social change and mobility…
5500
Juvenile/early adult burials South Central Europe female male
100
all
80
Fig. 7. South Central Europe: The age and sex relations of burials indicate higher rates of juveniles and early adults, and juveniles and early adult females during phases of probable population growth (Loess fitting procedure [Epanechinkov, 50% point matching]).
%
60
40
20
0 1000
1500
2000
2500
3000
3500
4000
4500
5000
5500
BCE
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