Title | INTERCULTURAL COMMUNICATION in Contexts |
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INTERCULTURAL COMMUNICATION IN CONTEXTS INTERCULTURAL COMMUNICATION IN CONTEXTS FIFTH EDITION Judith N. Martin Arizona State University Thomas K. Nakayama Northeastern University INTERCULTURAL COMMUNICATION IN CONTEXTS Published by McGraw-Hill, a business unit of The McGraw-Hill Companies, Inc., 12...
INTERCULTURAL COMMUNICATION IN CONTEXTS
INTERCULTURAL COMMUNICATION IN CONTEXTS FIFTH EDITION
Judith N. Martin Arizona State University
Thomas K. Nakayama Northeastern University
INTERCULTURAL COMMUNICATION IN CONTEXTS Published by McGraw-Hill, a business unit of The McGraw-Hill Companies, Inc., 1221 Avenue of the Americas, New York, NY 10020. Copyright © 2010 by The McGraw-Hill Companies, Inc. All rights reserved. No part of this publication may be reproduced or distributed in any form or by any means, or stored in a database or retrieval system, without the prior written consent of The McGraw-Hill Companies, Inc., including, but not limited to, any network or other electronic storage or transmission, or broadcast for distance learning. Some ancillaries, including electronic and print components, may not be available to customers outside the United States. 1 2 3 4 5 6 7 8 9 0 DOC/DOC 0 9 ISBN: 978-0-07-338512-9 MHID: 0-07-338512-3 Vice president and editor-in-chief: Michael Ryan Publisher: Frank Mortimer Sponsoring editor: Katie Stevens Director of development: Dawn Groundwater Development editor: Craig Leonard Editorial coordinator: Erika Lake Marketing manager: Leslie Oberhuber Marketing Specialist: Rebecca Saidlower Senior production editor: Mel Valentín Production assistant: Rachel J. Castillo Production service: Matrix Productions Inc.
Design manager: Preston Thomas Designer: Allister Fein Cover designer: Allister Fein Photo researcher: Poyee Oster Media project manager: Thomas Brierly Production supervisor: Louis Swaim
The text was set in 10.5/12 Janson by Laserwords, and printed on acid-free 45# New Era Matte Plus by R.R. Donnelly & Sons. Cover image: © William Whitehurst /Corbis Because this page cannot legibly accommodate all acknowledgements for copyrighted material, credits appear at the end of the book, and constitute an extension of this copyright page. Library of Congress Cataloging-in-Publication Data Martin, Judith N. Intercultural communication in contexts / Judith Martin, Thomas Nakayama. — 5th ed. p. cm. Includes bibliographical references. ISBN-13: 978-0-07-338512-9 (alk. paper) ISBN-10: 0-07-338512-3 (alk. paper) 1. Intercultural communication. I. Nakayama, Thomas K. II. Title. HM1211.M373 2010 303.48’2—dc22
2008051898
VVVVVV About the Authors
The two authors of this book come to intercultural communication from very different backgrounds and very different research traditions. Yet we believe that these differences offer a unique approach to thinking about intercultural communication. We briefly introduce ourselves here, but we hope that by the end of the book you will have a much more complete understanding of who we are. Judith Martin grew up in Mennonite communities, primarily in Delaware and Pennsylvania. She has studied at the Université de Grenoble in France and has taught in Algeria. She received her doctorate at the Pennsylvania State University. By background and training, she is a social scientist who has focused on intercultural communication on an interpersonal level and has studied how people’s communication is affected as they move or sojourn between international locations. She has taught at the State University of New York at Oswego, the University of Minnesota, the University of New Mexico, and Arizona State University. She enjoys gardening, going to Mexico, and hosting annual Academy Awards parties, and she does not miss the harsh Midwestern winters. Tom Nakayama grew up mainly in Georgia, at a time when the Asian American presence was much less than it is now. He has studied at the Université de Paris and various universities in the United States. He received his doctorate from the University of Iowa. By background and training, he is a critical rhetorician who views intercultural communication in a social context. He has taught at the California State University at San Bernardino and Arizona State University. He is now professor and chair of communication studies at Northeastern University in Boston. He lives near the Back Bay station and loves walking to work. He loves the change of seasons, especially autumn. The authors’ very different life stories and research programs came together at Arizona State University. We have each learned much about intercultural communication through our own experiences, as well as through our intellectual pursuits. Judith has a well-established record of social science approaches to intercultural communication. Tom, in contrast, has taken a nontraditional v
vi About the Authors
approach to understanding intercultural communication by emphasizing critical perspectives. We believe that these differences in our lives and in our research offer complementary ways of understanding intercultural communication. Since the early 1990s, we have engaged in many different dialogues about intercultural communication—focusing on our experiences, thoughts, ideas, and analyses—which led us to think about writing this textbook. But our interest was not primarily sparked by these dialogues; rather, it was our overall interest in improving intercultural relations that motivated us. We believe that communication is an important arena for improving those relations. By helping people become more aware as intercultural communicators, we hope to make this a better world for all of us.
VVVVVV Brief Contents
PART I
FOUNDATIONS OF INTERCULTURAL COMMUNICATION 1
Chapter
1
Why Study Intercultural Communication? 3
Chapter
2
The History of the Study of Intercultural Communication 44
Chapter
3
Culture, Communication, Context, and Power 83
Chapter
4
History and Intercultural Communication 120
PART II
INTERCULTURAL COMMUNICATION PROCESSES 159
Chapter
5
Identity and Intercultural Communication 161
Chapter
6
Language and Intercultural Communication 218
Chapter
7
Nonverbal Codes and Cultural Space 265
PART III
INTERCULTURAL COMMUNICATION APPLICATIONS 303
Chapter
8
Understanding Intercultural Transitions 305
Chapter
9
Popular Culture and Intercultural Communication 347
Chapter
10
Culture, Communication, and Intercultural Relationships 380
Chapter
11
Culture, Communication, and Conflict 425
Chapter
12
Striving for Engaged and Effective Intercultural Communication 464
vii
VVVVVV Contents
Preface xix To the Student
PART I
Chapter 1
xxvii
FOUNDATIONS OF INTERCULTURAL COMMUNICATION 1
Why Study Intercultural Communication? The Self-Awareness Imperative The Demographic Imperative
3
4 6
Changing U.S. Demographics 6 Changing Immigration Patterns 8
The Economic Imperative
17
The Technological Imperative 21 Technology and Human Communication 21 Access to Communication Technology 26 The Peace Imperative
28
The Ethical Imperative 32 Relativity Versus Universality 34 Being Ethical Students of Culture 35 Internet Resources Summary
38
39
Discussion Questions Activities
40
40
Key Words
41
References
41 ix
x
Contents
Chapter 2
The History of the Study of Intercultural Communication 44 The Early Development of the Discipline Nonverbal Communication Application of Theory
45
46
46
An Emphasis on International Settings An Interdisciplinary Focus
46
47
Perception and Worldview of the Researcher
49
Three Approaches to Studying Intercultural Communication 50 The Social Science Approach 54 The Interpretive Approach 59 The Critical Approach 65
A Dialectical Approach to Understanding Culture and Communication 71 Combining the Three Traditional Paradigms: The Dialectical Approach 71 Six Dialectics of Intercultural Communication
73
Keeping a Dialectical Perspective 76 Internet Resources Summary
76
77
Discussion Questions Activities
Chapter 3
78
78
Key Words
79
References
79
Culture, Communication, Context, and Power 83 What Is Culture?
84
Social Science Definitions: Culture as Learned, GroupRelated Perceptions 87 Interpretive Definitions: Culture as Contextual Symbolic Patterns of Meaning, Involving Emotions 87 Critical Definitions: Culture as Heterogeneous, Dynamic, and a Contested Zone 90
Contents xi
What Is Communication?
94
The Relationship Between Culture and Communication 95 How Culture Influences Communication 95 How Communication Reinforces Culture 107 Communication as Resistance to the Dominant Cultural System 109 The Relationship Between Communication and Context 109 The Relationship Between Communication and Power 110 Internet Resources Summary
116
116
Discussion Questions Activities
Chapter 4
117
117
Key Words
118
References
118
History and Intercultural Communication From History to Histories 122 Political, Intellectual, and Social Histories 123 Family Histories 124 National Histories 125 Cultural-Group Histories 126 History, Power, and Intercultural Communication 128 The Power of Texts 128 The Power of Other Histories 130 Power in Intercultural Interactions 133 History and Identity 133 Histories as Stories 133 Nonmainstream Histories 135 Intercultural Communication and History Antecedents of Contact 146
146
120
xii Contents
The Contact Hypothesis 149 Negotiating Histories Dialectically in Interaction Internet Resources Summary
153
154
Discussion Questions Activities
PART II
Chapter 5
152
155
156
Key Words
156
References
156
INTERCULTURAL COMMUNICATION PROCESSES 159
Identity and Intercultural Communication 161 Thinking Dialectically About Identity The Social Science Perspective 163 The Interpretive Perspective 166 The Critical Perspective 167 Identity and Language
171
Identity Development Issues 172 Minority Identity Development 173 Majority Identity Development 177 Social and Cultural Identities Gender Identity 180 Sexual Identity 182 Age Identity 182 Racial and Ethnic Identities 184 Characteristics of Whiteness 187 Religious Identity 192 Class Identity 194 National Identity 197 Regional Identity 199
Personal Identity
199
Multicultural People
200
180
162
Contents xiii
Identity, Stereotypes, and Prejudice Identity and Communication Internet Resources Summary
Chapter 6
208
211
212
Discussion Questions Activities
205
212
213
Key Words
213
References
214
Language and Intercultural Communication 218 Social Science Perspective on Language Language and Perception 221 Recent Research Findings 224 Language and Thought: Metaphor
219
225
Cultural Variations in Communication Style 227
Interpretive Perspective on Language Variations in Contextual Rules 231 Critical Perspective on Language Co-Cultural Communication 234 Discourse and Social Structure 237 The “Power” Effects of Labels 238
233
Moving Between Languages 241 Multilingualism 241 Translation and Interpretation 243 Language and Identity 246 Language and Cultural Group Identity
247
Code Switching 249
Language Politics and Policies Language and Globalization Internet Resources Summary
260
260
Discussion Questions
261
251
254
228
xiv Contents
Activities
Chapter 7
262
Key Words
262
References
262
Nonverbal Codes and Cultural Space
265
Thinking Dialectically About Nonverbal Communication: Defining Nonverbal Communication 267 Comparing Verbal and Nonverbal Communication 268 What Nonverbal Behavior Communicates 270 The Universality of Nonverbal Behavior
271
Recent Research Findings 271 Nonverbal Codes 273 Stereotype, Prejudice, and Discrimination 281 Semiotics and Nonverbal Communication 285
Defining Cultural Space 287 Cultural Identity and Cultural Space 287 Changing Cultural Space 293 Postmodern Cultural Spaces 295 Internet Resources Summary
297
298
Discussion Questions Activities
PART III
Chapter 8
299
299
Key Words
300
References
300
INTERCULTURAL COMMUNICATION APPLICATIONS 303
Understanding Intercultural Transitions Thinking Dialectically About Intercultural Transitions 307 Types of Migrant Groups Voluntary Migrants 310 Involuntary Migrants 311
309
305
Contents xv
Migrant-Host Relationships
314
Assimilation 314 Separation 315 Integration 316 Marginalization 318 Cultural Hybridity 318
Cultural Adaptation 320 Social Science Approach 320 Interpretive Approach 327 Critical Approach: Contextual Influences 336 Internet Resources Summary
342
343
Discussion Questions Activities
Chapter 9
343
343
Key Words
344
References
344
Popular Culture and Intercultural Communication 347 Learning About Cultures Without Personal Experience 348 The Power of Popular Culture 349 What Is Popular Culture? 350 Consuming and Resisting Popular Culture
354
Consuming Popular Culture 354 Resisting Popular Culture 356
Representing Cultural Groups 360 Migrants’ Perceptions of Mainstream Culture 362 Popular Culture and Stereotyping 363 U.S. Popular Culture and Power 367 Global Circulation of Images and Commodities Cultural Imperialism 370 Internet Resources Summary
375
376
Discussion Questions
376
367
xvi Contents
Activities
Chapter 10
376
Key Words
377
References
377
Culture, Communication, and Intercultural Relationships 380 Benefits and Challenges of Intercultural Relationships 382 Benefits 382 Challenges 384 Thinking Dialectically About Intercultural Relationships 388 Personal-Contextual Dialectic 389 Differences-Similarities Dialectic 390 Cultural-Individual Dialectic 391 Privilege-Disadvantage Dialectic 391 Static-Dynamic Dialectic 391 History/Past–Present /Future Dialectic 392 Intercultural Relationships 392 Social Science Approach: Cross-Cultural Differences 392 Interpretive Approach: Communicating in Intercultural Relationships 398 Critical Approach: Contextual Influences 413 Internet Resources Summary
418
418
Discussion Questions Activities
Chapter 11
419
420
Key Words
420
References
420
Culture, Communication, and Conflict Characteristics of Intercultural Conflict Two Orientations to Conflict Conflict as Opportunity 431
431
425 427
Contents xvii
Conflict as Destructive 433 Cultural Differences in Conflict Views: A Dialectical Perspective 435
The Social Science Approach to Conflict 436 Strategies and Tactics for Dealing with Conflict 436 Gender, Ethnicity, and Conflict 440 Value Differences and Conflict Styles 441 Interpretive and Critical Approaches to Social Conflict 443 Social Contexts 443 Economic Contexts 445 Historical and Political Contexts 446 Managing Intercultural Conflict 447 Productive Versus Destructive Conflict 447 Competition Versus Cooperation 448 Dealing with Conflict 450 Mediation 457 Internet Resources Summary
460
460
Discussion Questions Activities
Chapter 12
461
461
Key Words
462
References
462
Striving for Engaged and Effective Intercultural Communication 464 The Components of Competence 465 Social Science Perspective: Individual Components 465 Interpretive Perspective: Competence in Contexts 475 Critical Perspective: Competence for Whom? 477 Applying Knowledge About Intercultural Communication 478 Entering Into Dialogue 478 Becoming Interpersonal Allies 480
xviii Contents
Building Coalitions 482 Social Justice and Transformation Forgiveness 488
What the Future Holds
483
491
Internet Resources for Intercultural Interaction Summary
496
Discussion Questions Activities
497
Key Words
497
References
498
Credits C-1 Name Index I-1 Subject Index I-7
497
495
VVVVVV Preface
THE INCREASING IMPORTANCE OF INTERCULTURAL COMMUNICATION IN A RAPIDLY CHANGING WORLD The falling value of the U.S. dollar against many other world currencies, the rising price of fuel, and the impact these changes have had on travel and business costs point to new international relationships. How will the expansion of globalization be affected? What kind of impact will there be on the exchange of products and movement of people around the world? How will economic changes influence where tourists come from and where they visit? Changes such as these are likely to influence the shape of intercultural communication. When we look back upon the international and intercultural situation at the time we first began writing this book, we recognize how rapidly the world has changed and how, as a result, these changes have raised even more pressing issues for intercultural communication scholars and practitioners. As the U.S. dollar remains weak, foreign businesses may find buying opportunities in the United States, such as the recent acquisition of Anheuser-Busch by a Belgian company. U.S. tourists may find it expensive to travel to many locations overseas, but tourists from those places may find it much cheaper to come to the United States. Natural disasters such as the typhoon in Myanmar and earthquakes in China, as well as the ongoing conflict in Darfur, have summoned a variety of positive responses, including tremendous caring and compassion across intercultural and international divides, but these tragedies also exacerbated enduring social group inequities. Regional identities continue to challenge national identities, such as is the case in Belgium, which appears closer than ever to dissolution along the lines of linguistic identities. In addition, the Internet and cell phones have made intercult...